Back Office Operations Module

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Back Office Operations Module

Back Office Operations Module

TOTAL DURATION CERTIFICATION VALIDITY COURSE TYPE
120 Minutes 5 Years Self Learning

For queries, kindly contact:

Helpdesk number: 022- 68646464

Email ID: ncfm@nse.co.in

(From 9.30 am to 5.45 pm, except Saturdays/Sundays/Holidays).

This module has been prepared with a view to provide a comprehensive and in depth knowledge about the back office operations in the securities markets.

  • NCFM exam are online and self-study basis and conduct in across India (TestCenter-200+) in English language.
  • Open Office Spreadsheet will be provided
  • There is 0.25% negative marking for incorrect answer.
  • We allow all types of calculator during test
  • No. of questions: 60 /Maximum marks: 100/ Passing marks: 60 (60%).
  • The question paper consists of objective type questions only.
  • For every question, you will find four / five alternative answers. To select your answer, click on the radio button next to the alternative.
  • Course Outline Topic:
    • Know Your Client, Anti-Money Laundering & Combating Financing of Terrorism
    • Primary Market
    • Secondary Market (Trading in Shares)
    • Depository Operations
    • Registrar & Transfer Agent
    • Mutual Fund: AMC Operations
    • Mutual Fund Transactions through NSE
    • Qualified Foreign Investors – Equity Shares
    • Qualified Foreign Investors – Mutual Funds
  • To have a comprehensive and broad based knowledge about back office operations.
  • To know the various types of primary issues and the activities that drive the primary market
  • To get an overview of various operational activities and gain insights on post-trade activities in the markets

Course Fees- Total Fees : Rs.2596/- (Rupees Two Thousand Five Hundred and Ninety Six Only) Inclusive of Applicable Taxes.

No. of Questions Max Marks Pass Marks (%)
60 100 60

There is no eligibility criteria.

Who will be BENEFIT from this course?

  • Students
  • Teachers
  • Employees of brokers and sub-brokers
  • Employees of Mutual Funds
  • Finance Professionals
  • Anybody having interest in this subject